#SEC REPORT FILE CLAIM REGISTRATION#

#SEC REPORT FILE CLAIM REGISTRATION#

In addition, companies that file a Form S-1 registration statement under the Securities Act of 1933, as amended (вЂњSecurities ActвЂќ) become subject to Reporting Requirement however, such obligation becomes voluntary in any fiscal year at the beginning of which the company has fewer 300 shareholders.ДЄ reporting company also has record keeping requirements, must implement internal accounting controls and is subject to the Sarbanes-Oxley Act of 2002, including the CEO/CFO certifications requirements, prohibition on officer and director loans, and independent auditor requirements. A Section 12 registration statement may be filed voluntarily or per statutory requirement if the issuerвЂ™s securities are held by either (i) 2,000 persons or (ii) 500 persons who are not accredited investors and where the issuerвЂ™s total assets exceed $10 million. The required reports include an annual Form 10-K, quarterly Form 10QвЂ™s and current periodic Form 8-K as well as proxy reports and certain shareholder and affiliate reporting requirements.ДЄ company becomes subject to the Reporting Requirements by filing an Exchange Act Section 12 registration statement on either Form 10 or Form 8-A.

Reports filed with the SEC can be viewed by the public on the SEC EDGAR website. Principal American Liaison and Designated Advisors for DisclosureДЄ public company with a class of securities registered under either Section 12 or which is subject to Section 15(d) of the Securities Exchange Act of 1934, as amended (вЂњExchange ActвЂќ) must file reports with the SEC (вЂњReporting RequirementsвЂќ).The underlying basis of the Reporting Requirements is to keep shareholders and the markets informed on a regular basis in a transparent manner.

Public Company SEC Reporting Requirements.SEC Statutes, Rules, Regulations, and Schedules.Smaller Reporting Companies (SRCs) and Emerging Growth Companies (EGCs).Distributed Ledger Technology (Blockchain Technology).Cryptocurrency Securities and Initial Coin Offerings (ICOвЂ™s).Five Benefits of Going Public by Reverse Merger with a Public Shell.Corporate and Securites Law Practice Areas.

Sec report file claim